Series 6 & 63 Practice Test 2026

About Series 6 and Series 63

Series 6, administered by FINRA, qualifies a representative to sell mutual funds, variable annuities, unit investment trusts (UITs), and municipal fund securities like 529 plans. Series 63, administered by NASAA under the Uniform Securities Act, is a separate state law exam required by most states alongside Series 6. Most representatives need to pass both to do business.

Series 6 (50 scored questions, 90 minutes): Seeking Business (24%), Opening Accounts and Evaluating Customer Profile (16%), Providing Investment Information and Recommendations (50%, the largest section, covering products), Transaction Processing (10%)
Series 63 (60 scored questions, 75 minutes): Regulation of Broker-Dealers and Agents (the largest single topic, roughly a third of the exam), Regulation of Investment Advisers and Investment Adviser Representatives, Regulation of Securities and Issuers, Remedies and Administrative Provisions, and Ethical Practices and Communications with Customers

Why this matters: Half of Series 6 is product knowledge and recommendations, more than the other three sections combined. And Series 63's largest topic is Regulation of Broker-Dealers and Agents, roughly a third of the exam, registration and standards of conduct, not sales technique. Studying evenly across all topics wastes time relative to how each exam is actually weighted.

Why Practice Before the Exams

Because Series 63 is state securities law, not investment product knowledge, it tests a genuinely different skill than Series 6. Practicing both in their real proportions, rather than treating them as one undifferentiated "securities test," builds the specific knowledge each exam actually requires.

Feature	Free Online Guides	TestReadyUSA
Practice questions	✗ Often cover only one exam	✓ 74 questions across both Series 6 and 63
Weighted to the real exams	✗ Rarely matched to official proportions	✓ Same weighting as the official outlines
Answer explanations	✗ Rarely explained	✓ Every question
Drill by topic	✗ No	✓ Yes

Study Guide

How to Prepare for the Series 6 & 63

About the real test

Series 6 (FINRA) qualifies you to sell mutual funds, variable annuities, and UITs. Series 63 (NASAA) is a separate state law exam covering the Uniform Securities Act. Most representatives need both. Half of Series 6 is product knowledge; Series 63's biggest topic is Regulation of Broker-Dealers and Agents.

Things that make the biggest difference

Series 6 and Series 63 test genuinely different things

Series 6 is product and sales knowledge. Series 63 is state law and regulation. Don't treat them as one undifferentiated "securities test", the content doesn't overlap much.

Half of Series 6 is product knowledge, study accordingly

Mutual funds, variable annuities, and UITs make up 50% of Series 6. That's more than the other three sections combined.

Series 63's biggest topic is broker-dealer and agent regulation, not sales

Regulation of Broker-Dealers and Agents, registration requirements, exclusions, and standards of conduct, is the single largest Series 63 topic, roughly a third of the exam.

Why TestReadyUSA works for the Series 6 & 63

TestReadyUSA's Series 6 & 63 practice covers both exams in the same proportions as the official FINRA and NASAA content outlines, with a full explanation after every question.

Free sample: Try 5 randomly selected questions below. Use Drill Mode to focus on your weakest topic.

Frequently Asked Questions

Series 6 (FINRA) qualifies you to sell mutual funds, variable annuities, unit investment trusts, and municipal fund securities. Series 63 (NASAA) is a separate state law exam required by most states alongside Series 6, covering state securities registration, agent regulation, and ethical practices under the Uniform Securities Act. Most representatives need both.

Series 6 has 50 scored questions (90 minutes). Series 63 has 60 scored questions (75 minutes). Series 6 is weighted 24% prospecting, 16% opening accounts, 50% product knowledge and recommendations, and 10% transaction processing, per the official FINRA outline.

No. TestReadyUSA is an independent practice resource and is not affiliated with, endorsed by, or connected to FINRA or NASAA. Our questions are written to match the topics and weighting of the official published content outlines, for study purposes only.

Pass Series 6 and 63. License to sell.